Squire Compliance Offers Quality, Practical Securities Law and Regulatory Compliance Advice.
Why choose us
Clients trust us
Securities Lawyer and Compliance Professional
Meet Gwendolyn
Gwendolyn Dorais is a fluently bilingual (English & French) Barrister & Solicitor licensed with the Law Society of Ontario with over 25 years’ experience in Legal, Compliance and Risk Management. Gwendolyn provides regulatory compliance advice to registrants and practices corporate, commercial and securities law. She regularly advises clients on regulatory and compliance matters, including business conduct, sales practices, and conflict of interest matters.
Gwendolyn dorais
Credentials
Called to the Bar as Barrister & Solicitor in Ontario, 2021
Master of Laws (Securities Law & International Business Law), Osgoode Hall Law School, 2020
Global Professional Master of Laws (Canadian Common Law), University of Toronto, 2019
LLB/JD (Hons.), University of Huddersfield (United Kingdom), 2018
The Osgoode Certificate in Pension Law, 2023
The Osgoode Certificate in Regulatory Compliance and Legal Risk Management, 2017
B. Comm, Ryerson University
Talk to us! We promise we can help you!
You can trust us to get you the advice you need.
Our Services
Gain the insights, advice and tools to achieve your mission-critical priorities
Drafting Policies and Procedures, Forms and Documents
Licensing and Registration in Canada and Asian jurisdictions
Compliance Outsourcing
Regulatory Audit Support
AML Effectiveness Reviews
Training and Development
Regulatory Mock Audits
Our clients
Who can we help?
Our clients include small, medium and large-sized securities registrants, including:
- Portfolio Managers
- Investment Fund Managers
- Exempt Market Dealers
- Investment Dealers
- Mutual Fund Dealers
- International Dealers/International Dealers Exemptions
- International Advisers/International Advisers Exemptions
Talk to us! We promise we can help you!
You can trust us to get you the justice you deserve.
Areas we serve
Canada
USA
Asia
Australia
Europe
