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Squire Compliance Offers Quality, Practical Securities Law and Regulatory Compliance Advice.

Why choose us

Clients trust us

Over 25 years

in the financial services industry

Securities Lawyer and Compliance Professional

Meet Gwendolyn

Gwendolyn Dorais is a fluently bilingual (English & French) Barrister & Solicitor licensed with the Law Society of Ontario with over 25 years’ experience in Legal, Compliance and Risk Management. Gwendolyn provides regulatory compliance advice to registrants and practices corporate, commercial and securities law. She regularly advises clients on regulatory and compliance matters, including business conduct, sales practices, and conflict of interest matters.

Gwendolyn dorais


Called to the Bar as Barrister & Solicitor in Ontario, 2021

Master of Laws (Securities Law & International Business Law), Osgoode Hall Law School, 2020

Global Professional Master of Laws (Canadian Common Law), University of Toronto, 2019

LLB/JD (Hons.), University of Huddersfield (United Kingdom), 2018

The Osgoode Certificate in Pension Law, 2023

The Osgoode Certificate in Regulatory Compliance and Legal Risk Management, 2017

B. Comm, Ryerson University

Talk to us! We promise we can help you!

You can trust us to get you the advice you need.

Our Services

Gain the insights, advice and tools to achieve your mission-critical priorities

Drafting Policies and Procedures, Forms and Documents

Licensing and Registration in Canada and Asian jurisdictions

Compliance Outsourcing

Regulatory Audit Support

AML Effectiveness Reviews

Training and Development

Regulatory Mock Audits

Our clients

Who can we help?

Our clients include small, medium and large-sized securities registrants, including:
  • Portfolio Managers
  • Investment Fund Managers
  • Exempt Market Dealers
  • Investment Dealers
  • Mutual Fund Dealers
  • International Dealers/International Dealers Exemptions
  • International Advisers/International Advisers Exemptions
Talk to us! We promise we can help you!

You can trust us to get you the justice you deserve.

Areas we serve






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